-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NiZ5zQNCfmLRheUmSHQLinW14GbZYnT21I0whGQxZqhxq3lTOyLyFtx7KMBXJH0X 3//hTEj2MkAQyZ6ILZmQTQ== 0000950123-05-009729.txt : 20050810 0000950123-05-009729.hdr.sgml : 20050810 20050810164228 ACCESSION NUMBER: 0000950123-05-009729 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050810 DATE AS OF CHANGE: 20050810 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: U S TRUST CORP /NY CENTRAL INDEX KEY: 0000936301 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 133818952 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 114 WEST 47TH ST CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128521000 MAIL ADDRESS: STREET 1: 114 WEST 47TH STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NEW USTC HOLDINGS CORP DATE OF NAME CHANGE: 19950126 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: XM SATELLITE RADIO HOLDINGS INC CENTRAL INDEX KEY: 0001091530 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 541878819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57011 FILM NUMBER: 051013931 BUSINESS ADDRESS: STREET 1: 1500 ECKINGTON PL NE CITY: WASHINGTON STATE: DC ZIP: 20002 BUSINESS PHONE: 2023804000 MAIL ADDRESS: STREET 1: 1500 ECKINGTON PL NE CITY: WASHINGTON STATE: DC ZIP: 20002 SC 13G/A 1 y11834sc13gza.txt AMENDMENT NO.1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* XM SATELLITE RADIO HOLDINGS INC. ------------------------------------ (Name of Issuer) Class A Common Stock ------------------------------------ (Title of Class of Securities) 983759101 ------------------------------------ (CUSIP Number) July 31, 2005 ------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.) - ------------------------------------------------------------------------------- CUSIP No. 983759101 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) (a) U.S. Trust Corporation* 13-2927955 (b) United States Trust Company of New York 13-5459866 (c) U.S. Trust Company, N.A. 95-4311476 * U.S. Trust Corporation ("UST Corp") a bank holding company, is a wholly-owned direct subsidiary of The Charles Schwab Corporation ("Schwab"), which is a publicly-traded company. Charles Schwab Investment Management, Inc. ("CSIM"), which is a wholly-owned direct subsidiary of Schwab, files separate Forms 13G. Neither UST Corp nor CSIM shares any power with respect to the voting or disposition of securities reflected on the other's Forms 13G. United States Trust Company of New York, which is a New York state-chartered bank, is a wholly-owned direct subsidiary of UST Corp. U.S. Trust Company, N.A., which is a national bank with headquarters in Connecticut, is a wholly-owned direct subsidiary of UST Corp. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION (a) U.S. Trust Corporation (Incorporated in New York) (b) United States Trust Company of New York (Incorporated in New York) (c) U.S. Trust Company, N.A. (national bank with headquarters in Connecticut) NUMBER OF 5. SOLE VOTING POWER 43,395 SHARES BENEFICIALLY 6. SHARED VOTING POWER 600 OWNED BY EACH 7. SOLE DISPOSITIVE POWER 5,666,540 REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 9,635 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,676,175 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.6% 12. TYPE OF REPORTING PERSON U.S. Trust Corporation (HC) United States Trust Company of New York (BK) U.S. Trust Company, N.A. (BK) Item 1. (a) Name of Issuer XM SATELLITE RADIO HOLDINGS INC. (b) Address of Issuer's Principal Executive Offices 1500 Eckington Place, N.E. Washington, DC 20002 Item 2. (a) Name of Person Filing (a) U.S. Trust Corporation* (b) United States Trust Company of New York (c) U.S. Trust Company, N.A. * U.S. Trust Corporation ("UST Corp") a bank holding company, is a wholly-owned direct subsidiary of The Charles Schwab Corporation ("Schwab"), which is a publicly-traded company. Charles Schwab Investment Management, Inc. ("CSIM"), which is a wholly-owned direct subsidiary of Schwab, files separate Forms 13G. Neither UST Corp nor CSIM shares any power with respect to the voting or disposition of securities reflected on the other's Forms 13G. United States Trust Company of New York, which is a New York state-chartered bank, is a wholly-owned direct subsidiary of UST Corp. U.S. Trust Company, N.A., which is a national bank with headquarters in Connecticut, is a wholly-owned direct subsidiary of UST Corp. (b) Address of Principal Business Office or, if None, Residence 114 West 47th Street, 25th Floor New York, NY 10036-1532 (c) Citizenship (a) U.S. Trust Corporation (Incorporated in New York) (b) United States Trust Company of New York (Incorporated in New York) (c) U.S. Trust Company, N.A. (National Bank with headquarters in Connecticut) (d) Title of Class of Securities Class A Common Stock (e) CUSIP Number #983759101 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [X] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Rule 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with Rule 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 5,676,175 (b) Percent of Class: 2.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 43,395 (ii) shared power to vote or to direct the vote 600 (iii) sole power to dispose or to direct the disposition of 5,666,540 (iv) shared power to dispose or to direct the disposition of 9,635 Item 5. Ownership of Five Percent or Less of Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person. The securities as to which this Schedule is filed by UST Corp, in its capacity as investment adviser, are owned by clients of UST Corp. Those clients have the right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of, such securities. No such client is known to have such right or power with respect to more than five percent of this class of securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. (a) U.S. Trust Corporation* (b) United States Trust Company of New York (c) U.S. Trust Company, N.A. * U.S. Trust Corporation ("UST Corp") a bank holding company, is a wholly-owned direct subsidiary of The Charles Schwab Corporation ("Schwab"), which is a publicly-traded company. Charles Schwab Investment Management, Inc. ("CSIM"), which is a wholly-owned direct subsidiary of Schwab, files separate Forms 13G. Neither UST Corp nor CSIM shares any power with respect to the voting or disposition of securities reflected on the other's Forms 13G. United States Trust Company of New York, which is a New York state-chartered bank, is a wholly-owned direct subsidiary of UST Corp. U.S. Trust Company, N.A., which is a national bank with headquarters in Connecticut, is a wholly-owned direct subsidiary of UST Corp. Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - ------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ Michael J. Murphy -------------------------------------- Date: August 10, 2005 Name: Michael J. Murphy Title: Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----